August 2020 The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Checks take place monthly. Satori Financial, registered in 2001, serves 2 state(s) with a licensed staff of 1 advisors. Questions to ask Will any of my assets be invested in those products? David Ellison started as a bank-stock portfolio manager at Fidelity nearly 40 years ago, a bygone era. The fund looks to invest in the equity securities of growth-oriented U.S. and foreign companies with medium to large market capitalizations. Access effective, reliable, and comparable fund performance data and place your firm or portfolio within the context of the alternative assets market. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Our system found no disciplinary alerts. Also, can you share past 3,5,7,10 years of top 5 results. Related Persons. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). May 2021 The sector is finally focused on profitability, with growth of more than 10% annually for the next decade and revenues of around $200 billion, according to Niles' estimates. How does your firm mitigate them? April 2020 A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Also with the focus on Green energy, the energy sector is hated and therefore valuations are low. "As of now, we have almost doubled its return since our inception over 18 years ago." Disallowed. Key to the fund's outperformance is their short positions, according to Niles. He noted that the company gained market share during the 2008 global financial crisis, with the stock delivering an 18% return even as the S & P 500 declined 38% over the same period. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. Niles also served as chief executive officer at Neuberger Berman Technology Management, LLC. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Recognized by The Wall Street Journal as one of the "Best on the Street," he's also a frequent contributor to CNBC valued for his takes on stock trends. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. Founder and managing partner of AlphaOne Capital Partners [1] Portfolio Manager and Founder of the Satori Fund [1] Predicting Coronavirus Stock Market Collapse of 2020 [2] Website. In addition, Niles is bullish on copper demand as the world steps up its transition to electric vehicles. What does this mean? How a company behaves is more important than what the company produces. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. THE INFORMATION CONTAINED HEREIN THEREFORE IS NOT INTENDED TO BE COMPLETE OR FINAL AND IS QUALIFIED IN ITS ENTIRETY BY THE OFFERING MEMORANDUM AND GOVERNING DOCUMENT FOR EACH FUND. What does this mean and why is this important? More than 20% of the Satori Fund's portfolio is held in cash, according to Niles. February 2023 Satori Capital appeared to be the VC, which was created in 2008. . Name: ALPHAONE SATORI MASTER FUND LTD. Fund Type: Hedge Fund. Shorting is a strategy that sees investors bet the price of a stock will fall. Founder & Portfolio Manager of the Satori Fund, Financial Commentator @Stanford Alumni, Tech Nerd, Bad Tennis Player, Proud Dad The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely for qualified purchasers and accredited investors through an official subscription process. What does this mean? The following material and information presented on this site is not a solicitation or an offer of securities. Terms of Use | Disclaimers | Privacy Policy. Name: SATORI ALPHA, LP. "For the retail investor that is not able to manage their portfolio full-time, we would recommend cash, despite losing [about] 5-7% to inflation, rather than losing a further 25% to a stock market decline," he said, joining a chorus of other investment pros urging investors to hold cash in their portfolios. For more information including organizational chart for STPIP please visit. Should I Hire a Financial Advisor or DIY It? A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. Our greatest strength is the ability to protect capital during times of extreme market stress and generate wealth over the course of market cycles. When? What does this mean and why is it important? Before founding Satori Fund, Niles was a founding partner of the asset management firm Alpha One Capital Partners, LLC. . January 2023 Let's hope his S&P low of 2400 this year is wrong too. Performance Awards in New York in 2006, the fund was awarded the "Best Newcomer" by MARHedge. Published Mon, Sep 26 20229:00 PM EDT. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Fund Type: Hedge Fund. Dan is one of the most transparent managers in the industry and someone who's opinion I value greatly. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. Questions to ask For more information you may also visit, https://invest.thesatorifund.com/register, https://adviserinfo.sec.gov/firm/summary/306086, https://reports.adviserinfo.sec.gov/reports/ADV/306086/PDF/306086.pdf. Thanks financial pros, love his openess, always listen When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. The Satori Fund is a US focused, technology biased, large capitalization, long-short equity fund managed by Dan Niles. 8601. Niles isn't the only market participant who's favoring a defensive stance. Find the latest Satori Resources Inc. (STRRF) stock quote, history, news and other vital information to help you with your stock trading and investing. The following material and information presented on this site is not a solicitation or an offer of securities. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. It will not be public information. ***Log In or May 2022 What does this mean? "We made money today. Given the state of our economy and the fluctuations in the stock market, it's understandable for individuals to seek guidance from those with more experience in investing. This could be detrimental to a client during down markets. The filing was for a pooled investment fund: hedge fund The notice included securities offered of Pooled Investment Fund Interests. 13F filing from SATORI FUND I L.P., enter your While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Satori Fund founder Dan Niles said Thursday that his firm had predicted a "big firm getting nailed" at some point in 2023, but the turmoil that caused Silicon Valley . All information is current as of the date of this material and is subject to change without notice. Find out what fees Satori Financial charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. Satori is led by principals who have built and managed successful companies and multi-billion-dollar investment firms. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. View real-time stock prices and stock quotes for a full financial overview. What does this mean and why is it important? Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. Private Fund ID: 805-4893836072. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. What does this mean? All text and design is copyright 2020 WhaleWisdom.com. While Satori Wealth Management advises clients across a variety of portfolio sizes, the average client balance is currently $1.3 million. Please see our Disclaimers for more information. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. STPIP is a Pennsylvania limited liability corporation. Another favorite for Niles is the sports betting sector, which he said is "one of the last markets of size" to go online. Form D contains basic information about the offering and the company. AlphaOne Satori Fund, LP., which is technology biased, managed to return 5.26% . A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Questions to ask MGA a few years ago was reportedly in discussions with Apple on helping them produce EV vehicles. What does this mean and why is this important? Satori Fund I L.P. (Filer) CIK: 0001306467 (see all company filings) IRS No. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely for qualified purchasers and accredited investors through an official subscription process. FREE: Follow your stocks and cryptocurrencies with the most actionable alerts on the internet. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. They lost the sports gaming part of the business and retained other parts of the platform (I'm assuming casino business). Will anyone that was involved be involved with my accounts in any capacity? October 2022 Mutual Funds/ETFs; Private Fund Information as of 2022-11-04. Questions to ask So, how much has Niles made from it? Performance Awards. Does your firm perform side-by-side management? April 2022 Thank you! For 2020 Im shooting for BMY, CODX, DHI, MS & QCOM. Our alternatives investment platform, Satori Alpha, creates and manages customized portfolios designed to meet the unique objectives of sophisticated private investors, family offices, and institutions. What does this mean? This could also limit the number and diversity of investment options available and may impact their transferability. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Investing involves risk which may include the loss of principal. It's because of our shorts," he told CNBC's "Street Signs Asia" on Thursday. Will any of my assets be invested in those products? Find out what fees Satori Wealth Management charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. Niles is also bullish on several services-related stocks. For access to live and exclusive video from CN. Questions to ask 619-305-0553, Is this your firm? Compare against similar firms. , the Registered Investment Advisor to the Satori Fund. January 2021 Become a Mission Supporter. June 2022 Which securities does your firm trade for itself that it will also be recommending to me? San Diego, CA 92122-4604. AlphaOne Satori Fund, LP. Questions to ask March 2021 Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. It was a hard hit about losing the relationship with FanDuel, so the public leaving from GAN, however, now might be a chance to see the advantage is that they will complete the acquisition of Coolbet next Q1! Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. You have a typo in your Jan 3 note. Why doesnt your firm use a secure website? The question is what this does to the record high S&P500 multiple and especially long duration assets such as growth stocks. What does this mean? It serves institutional and high net-worth investors. Education: Boston University (BS in systems engineering), Stanford University (MS in electrical engineering). Form D File Number: 021-70353. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby . Firm or an affiliate actively engages in business as a law firm or lawyer. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Established in 2008, Satori Alpha is a Texas-based fund of hedge funds manager. Satori Capital is a Texas-based multi-strategy investment firm that currently manages more than $1 billion in assets. Form D File Number: 021-178180. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. Does your fim accept soft-dollar benefits? Current performance may be lower or higher than performance data quoted. What does this mean? Through our Satori XL Partnership Program, we provide emerging investment managers with acceleration capital as well as our experience, relationships, and resources, all in support of building a thriving and enduring business. Satori is designed to analyze every single poster in r/Superstonk and generate a confidence interval of how likely they are to be a shill. -to-earth approach to investments as well as confident while soft spoken communication style. Intelligence. Satori Financial currently serves clients in the following states: CA, WA. In total, Satori Financial manages $34.9 million in assets. what about T, your 12/9 post said after hating T for so long the DIS model for releasing movies one day after they open in movie houses should help the Warner portionwhat say you now? What does this mean? For example, front-running is when a financial professional buys or sell securities ahead of their client. Index performance quoted is shown for illustrative purposes only, does not represent actual Fund performance and is not meant to forecast, imply or guarantee future Fund performance. Our system has identified the following conflict alerts. Satori Wealth Management, registered in 2017, serves 1 state(s) with a licensed staff of 1 advisors. All Rights Reserved. All Rights Reserved. Form D File Number: 021-178182. For more information you may request fund documents by completing the following attestation. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. 267-597-3849. o AlphaOne Satori Fund I, L.P. o AlphaOne Global Innovations Fund, L.P. AOIS also serves as the investment manager to the following Private Funds that were formed as Cayman Island Exempted Companies (referred to as "Offshore Funds"): o AlphaOne Satori Fund Ltd. o AlphaOne Satori Master Fund Ltd. o AlphaOne Global Innovations Fund Ltd. I would add strong Pharma/biotech players such as ABBV, MRK, NVS, RHHBY. Firm or a related person trades securities for themselves that they also recommend to their clients. What is Dan Niles net worth? Firm can legally elect to accept commissions for their investment advisory services. What does this mean? What does this mean? While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. , the Registered Investment Advisor to the Satori Fund. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. . What does this mean? Yes No. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. An index is unmanaged and cannot be invested in directly. Private Fund ID: 805-3096222312. Yes or Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). For access to live and ex. STRRF | Complete Satori Resources Inc. stock news by MarketWatch. Investor.com is your trustworthy guide to the world of personal finance. SuperStonk, under Satori, shifted from a place with good DD to one of recycled memes, and it's entirely possible that users let that happen assuming Satori was handling everything. or to simply have an email sent to you whenever we receive a new The firm's parent company is Satori Capital, a private equity firm that inves. Visit Site April 2020 San Diego, CA 92122-4604, 12100 Wilshire Blvd 8th Floor, Los Angeles, California 90025. Name: SATORI ALPHA II, LP . See the latest Satori Resources Inc stock price (XTSX:BUD), related news, valuation, dividends and more to help you make your investing decisions. How many times did it occur? investor.com is not endorsed by or affiliated with the SEC or FINRA. As such, any shares or interests offered by such funds may only be sold through non-public private placements to qualified investors who meet certain net worth requirements and standards of investment sophistication. . Firm performs side-by-side management with accounts that have differing fee structures. . For further detail, see our articles on different types of advisors and financial advisor services. After six years at Robertson Stephens, Niles left to join Lehman Brothers as a senior sell-side equity research analyst covering computer hardware and semiconductors. December 2021 Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. Performance Awards in New York in 2006, the fund was awarded the "Best Newcomer" by MARHedge. Products. Firm or a related person trades securities for themselves that they also recommend to their clients. Short Term. Active risk management results in net exposure that typically ranges from . AlphaOne Satori Fund, LP., which is technology biased, managed to return 5.26% . To be more specific, Dan Niles net worth is believed to be over $9 million, but the fund manager's portfolio may exceed that amount several times over. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Here's where he is putting his money. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Really appreciate Dan's analysis. Investment return and principal value will fluctuate with changing market conditions so that when redeemed, shares may be worth more or less than their original cost. Niles regularly appears on CNBC to share his stock predictions. Visit Site Hedge funds (and their PsyOps teams) know about the recency effect, and if they could slowly morph the forum from being DD-focused into (the less damaging) meme . Private Fund ID: 805-3558221747. . What does this mean? Niles said the U.S.-focused long-short equity fund is up this year, outperforming the S & P 500 , which has declined around 20% in the same period. Dan Niles' Satori Fund is beating the market this year. : 000000000 | State of Incorp. tips_and_updates Financial advisor education. "We are counting on our shorts making profits between now and year end and have more shorts than longs in the portfolio," he added. "They also seem to be getting their inventory issues under control finally," he said. Regulatory disclosures state that firm sells proprietary investments and products. What does this mean? March 2021 . No. Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. How do these benefits affect the firms selection of a broker-dealer partner? As a result, we do not support personal reviews on the site. As a Certified B Corporation, our focus is simple: people before profits. July 2022 Questions to ask Some firms receive these fees as payments, which creates an incentive to promote them. State legalization of sports betting is at nearly 30 states today with roughly 20 allowing online betting. Does your firm, or anyone associated with the firm, practice as a law firm? Questions to ask Questions to ask We want to hear from you. They will not just a tech provider in igaming, they will make their business model more complete thrv Coolbet as it's a B2C and the online sportbets player! Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. The fund uses both macroeconomic and fundamental analysis to identify investment opportunities. Niles said he is looking to make money on the short side by going after the "big enterprise names" in tech, amid what he expects to be a sector slowdown as people cut back their consumption of internet-related services post-pandemic. What does this mean? What conflicts do I need to be made aware of? THIS DOCUMENT IS NOT INTENDED TO CONSTITUTE LEGAL, TAX, OR ACCOUNTING ADVICE OR INVESTMENT RECOMMENDATIONS. Does that imply a 4 % annualized return? How do I update this listing? October 2022 Our greatest strength is the ability to protect capital during times of extreme market stress and generate wealth over the course of market cycles. Hedge Fund Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? May 2018 Dan Niles is founder and portfolio manager for the Satori Fund, a tech-focused hedge fund. www .danniles .com. "No long position exists in a vacuum and all long positions are likely to suffer in a further 25% drop in the S & P so they are paired with shorts. However, we still see many tailwinds for the sports betting space despite stock price performance this year. September 2021 This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. Our experience, relationships, and guidance steer leadership teams toward long-term value creation for all stakeholders. In 2006, the Satori Fund was recognized as the Best Newcomer at the MARHedge U.S. Dan Niles reveals how the Santori Fund is beating the market. Questions to ask Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Questions to ask As a financial advisory firm, Satori Wealth Management can provide a variety of financial planning services for Americans. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. All rights reserved. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. 107 Spring Street, Seattle, Washington 98104. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Firm or an affiliate actively engages in business as a law firm or lawyer. Investor.com is your trustworthy guide to the world of personal finance. , March 2023 Questions to ask Performance Awards in New York in April 2006. Over the long term, profit is a reflection of value creation for stakeholders, a measure of what was given, not what was taken.

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